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Brad Alan Williams

Bok Financial Securities, Inc.

Muskogee, OK

Tulsa, OK

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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2004-05-17
  • OK RA
    APPROVED
    Since 2004-05-17

Branch Locations

215 State St. 2Nd Fl., Muskogee, OK 74401 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Muskogee OK 11/1997 Present
Bokf, Na Tulsa OK 11/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-12
S63 Uniform Securities Agent State Law Examination 2001-04-21
  • S65 Uniform Investment Adviser Law Examination
    2004-05-12
  • S63 Uniform Securities Agent State Law Examination
    2001-04-21

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Muskogee, OK
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STATE FARM INVESTMENT MANAGEMENT CORP. · Muskogee, OK
CETERA INVESTMENT ADVISERS LLC · MUSKOGEE, OK
OSAIC INSTITUTIONS, INC. · Muskogee, OK

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