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Current Employers
Augment Advisors, Llc

1204 San Antonio St Floor 2, Austin, TX 78701 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-04-16
TX RA APPROVED_RES 2026-04-13
  • CT RA
    APPROVED
    Since 2026-04-16
  • TX RA
    APPROVED_RES
    Since 2026-04-13

Branch Locations

1204 San Antonio St Floor 2, Austin, TX 78701 • United States

62 Post Road West, Westport, CT 06883 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hedgebay Securities Llc Westport CT 05/2013 Present
Realtyx Llc Westport CT 04/2021 Present
Pcidx Group Llc Raleigh NC 09/2023 12/2025
Noursdale Capital New York NY 06/2025 Present
Alp Financial Group Llc Greentown PA 12/2025 Present
Blue Capay Ventures San Francisco CA 03/2026 Present
Marco Polo Securities New York NY 04/2026 08/2026
Augment Capital New York NY 04/2026 Present
Augment Advisors, Llc Austin TX 04/2026 Present
  • 05/2013 → Present
    Hedgebay Securities Llc
    Westport, CT
  • 04/2021 → Present
    Realtyx Llc
    Westport, CT
  • 09/2023 → 12/2025
    Pcidx Group Llc
    Raleigh, NC
  • 06/2025 → Present
    Noursdale Capital
    New York, NY
  • 12/2025 → Present
    Alp Financial Group Llc
    Greentown, PA
  • 03/2026 → Present
    Blue Capay Ventures
    San Francisco, CA
  • 04/2026 → 08/2026
    Marco Polo Securities
    New York, NY
  • 04/2026 → Present
    Augment Capital
    New York, NY
  • 04/2026 → Present
    Austin, TX
Previous Registrations
  • 2023-10-02 → 2025-12-17
    Pcidx Group Llc
    Raleigh, NC
Other Businesses

62 PRW LLC; Real Estate related; 62 Post Road West, Westport, CT; Commercial Real Estate; Owner and CFO; June 1, 2015; 2 hours a month, 0 during normal trading hours; Prepare invoices, taxes and pay bills for office building. I do not expect to be compensated. Hedgebay Holdings; Holding company; 19 Pequot Trail, Westport, CT; Holding company for various financial brokers; CFO and Director; May 1, 2013; 2 hours a month, 0 during normal trading hours; Prepare taxes, maintain financial records and pay bills. I do not expect to be compensated. Westbay Holdings; Bank holding company; 62 Post Road West, Westport, CT; Holding company for Bahamian Bank; CFO and Director; September 27, 2018; 1 hour per month, 0 during normal trading hours; Prepare taxes, maintain financial records and pay bills; I do not expect to be compensated. 56-64 PRW Associates; Real Estate condominium association; 56-64 Post Road West, Westport, CT; Group of 4 office buildings make up a Condo association; July 1, 2018; 2 hours per month, ½ hour during business hours; Prepare taxes, maintain financial records and pay bills; I do not expect to be compensated. TriplePointLiquidity; Fin-Tech company; 62 Post Road West, Westport, CT; Technology company designing software for processing of secondary transactions; October 1, 2019; 6 hours a month, 0 during normal trading hours; Prepare taxes, maintain financial records and pay bills; I do not expect to be compensated. RealtyX LLC; FINRA regulated broker/dealer; 62 Post Road West, Westport, CT. 06880; October 1, 2021; 10 hours per month all during normal trading hours; CCO/FINOP, maintain financial records, pay bills, create FInra filings, maintain compliance, HR, and overall sanity of the Firm; Investment related; I do expect to be compensated for this role directly from RealtyX. FINRA; Industry regulator; Industry Arbitrator and Office of Hearing Officials; NorthEast region advisor to board; June 2019; Hours not defined until a case is assigned; I do expect to be compensated when on a case. 928 Holdings; Holding company for various investments; 63 Pheasant Hill Rd, Weston CT. 06883; January 2, 2024, single member llc, 5 hours per month financial prep and tax filings all after business hours.; not compensated and investment related. Hurricane Capital; November 2024, Registered Investment Advisor, 650 5th Ave., 12th Floor. New York, NY. 10019; 5 hours per week; investment related advising on compliance issues; I do expect to be compensated through a contract with Hedgebay Holdings. ASKFinOps; January 15. 2024 FINRA series 27 licensed FinOp; 63 Pheasant Hill Rd., Weston CT; provide financial operational and compliance support to other Broker Dealers and RIA’s; 10 hours per month; I do expect to be compensated. Not investment related. GHP Securities, September 1, 2025, FINRA Broker Dealer, 1 Rockefeller plaza, NY, NY; Outsourced FinOp; 10 hours per month; I am compensated; investment related but I do not participate in any investment activities. Blue Capay Ventures, April 1, 2026, FINRA Broker Dealer, 575 Market Street, San Francisco CA. Outsourced FinOp; 10 hours per month; I am compensated; investment related but I do not participate in any investment activities. Alp Financial, May 1, 2026 (Pending) FINRA Broker Dealer, Greenwich, CT; Outsourced FinOp; 10 hours per month; I am compensated; investment related but I do not participate in any investment activities. Marco Polo Securities, April 1, 2026; FINRA Broker Dealer, 1230 6th Ave, NY NY; Outsourced CCO; I am compensated; investment related but I do not participate in any investment activities. Augment Capital, April 1, 2026; FINRA Broker Dealer, 33 Irving Plaza, NY NY. Outsourced CCO; I am compensated; investment related but I do not participate in any investment activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-25
S63 Uniform Securities Agent State Law Examination 1996-07-19
  • S65 Uniform Investment Adviser Law Examination
    2023-04-25
  • S63 Uniform Securities Agent State Law Examination
    1996-07-19

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