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1204 San Antonio St Floor 2, Austin, TX 78701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-04-16 |
| TX | RA | APPROVED_RES | 2026-04-13 |
Branch Locations
1204 San Antonio St Floor 2, Austin, TX 78701 • United States
62 Post Road West, Westport, CT 06883 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hedgebay Securities Llc | Westport | CT | 05/2013 | Present |
| Realtyx Llc | Westport | CT | 04/2021 | Present |
| Pcidx Group Llc | Raleigh | NC | 09/2023 | 12/2025 |
| Noursdale Capital | New York | NY | 06/2025 | Present |
| Alp Financial Group Llc | Greentown | PA | 12/2025 | Present |
| Blue Capay Ventures | San Francisco | CA | 03/2026 | Present |
| Marco Polo Securities | New York | NY | 04/2026 | 08/2026 |
| Augment Capital | New York | NY | 04/2026 | Present |
| Augment Advisors, Llc | Austin | TX | 04/2026 | Present |
62 PRW LLC; Real Estate related; 62 Post Road West, Westport, CT; Commercial Real Estate; Owner and CFO; June 1, 2015; 2 hours a month, 0 during normal trading hours; Prepare invoices, taxes and pay bills for office building. I do not expect to be compensated. Hedgebay Holdings; Holding company; 19 Pequot Trail, Westport, CT; Holding company for various financial brokers; CFO and Director; May 1, 2013; 2 hours a month, 0 during normal trading hours; Prepare taxes, maintain financial records and pay bills. I do not expect to be compensated. Westbay Holdings; Bank holding company; 62 Post Road West, Westport, CT; Holding company for Bahamian Bank; CFO and Director; September 27, 2018; 1 hour per month, 0 during normal trading hours; Prepare taxes, maintain financial records and pay bills; I do not expect to be compensated. 56-64 PRW Associates; Real Estate condominium association; 56-64 Post Road West, Westport, CT; Group of 4 office buildings make up a Condo association; July 1, 2018; 2 hours per month, ½ hour during business hours; Prepare taxes, maintain financial records and pay bills; I do not expect to be compensated. TriplePointLiquidity; Fin-Tech company; 62 Post Road West, Westport, CT; Technology company designing software for processing of secondary transactions; October 1, 2019; 6 hours a month, 0 during normal trading hours; Prepare taxes, maintain financial records and pay bills; I do not expect to be compensated. RealtyX LLC; FINRA regulated broker/dealer; 62 Post Road West, Westport, CT. 06880; October 1, 2021; 10 hours per month all during normal trading hours; CCO/FINOP, maintain financial records, pay bills, create FInra filings, maintain compliance, HR, and overall sanity of the Firm; Investment related; I do expect to be compensated for this role directly from RealtyX. FINRA; Industry regulator; Industry Arbitrator and Office of Hearing Officials; NorthEast region advisor to board; June 2019; Hours not defined until a case is assigned; I do expect to be compensated when on a case. 928 Holdings; Holding company for various investments; 63 Pheasant Hill Rd, Weston CT. 06883; January 2, 2024, single member llc, 5 hours per month financial prep and tax filings all after business hours.; not compensated and investment related. Hurricane Capital; November 2024, Registered Investment Advisor, 650 5th Ave., 12th Floor. New York, NY. 10019; 5 hours per week; investment related advising on compliance issues; I do expect to be compensated through a contract with Hedgebay Holdings. ASKFinOps; January 15. 2024 FINRA series 27 licensed FinOp; 63 Pheasant Hill Rd., Weston CT; provide financial operational and compliance support to other Broker Dealers and RIA’s; 10 hours per month; I do expect to be compensated. Not investment related. GHP Securities, September 1, 2025, FINRA Broker Dealer, 1 Rockefeller plaza, NY, NY; Outsourced FinOp; 10 hours per month; I am compensated; investment related but I do not participate in any investment activities. Blue Capay Ventures, April 1, 2026, FINRA Broker Dealer, 575 Market Street, San Francisco CA. Outsourced FinOp; 10 hours per month; I am compensated; investment related but I do not participate in any investment activities. Alp Financial, May 1, 2026 (Pending) FINRA Broker Dealer, Greenwich, CT; Outsourced FinOp; 10 hours per month; I am compensated; investment related but I do not participate in any investment activities. Marco Polo Securities, April 1, 2026; FINRA Broker Dealer, 1230 6th Ave, NY NY; Outsourced CCO; I am compensated; investment related but I do not participate in any investment activities. Augment Capital, April 1, 2026; FINRA Broker Dealer, 33 Irving Plaza, NY NY. Outsourced CCO; I am compensated; investment related but I do not participate in any investment activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-19 |
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