Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-21
  • PA RA
    APPROVED
    Since 2021-07-21

Branch Locations

1253 Centre Turnpike, Orwigsburg, PA 17961 • United States

Pottsville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc. Pottsville PA 11/2000 07/2021
Various Insurance Carriers For W & R Insurance Agencies Pottsville PA 12/2000 07/2021
Heritage Ford Orwigsburg PA 07/2007 03/2018
El & Tb Smith, Inc. Pottsville PA 01/2006 07/2021
Schuylkill Medical Center Pottsville PA 06/2013 09/2016
Schuylkill Medicall Center Pottsville PA 06/2012 09/2016
Schuylkill Medical Center Pottsville PA 06/2012 09/2016
Real Estate Orwigsburg PA 06/2003 07/2021
St. Joseph Center For Special Learning Pottsville PA 03/2018 07/2021
Lehigh Valley Health Network-Schuylkill Pottsville PA 09/2016 07/2021
Lpl Financial Llc Orwigsburg PA 07/2021 Present
  • 11/2000 → 07/2021
    Waddell & Reed Inc.
    Pottsville, PA
  • 12/2000 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Pottsville, PA
  • 07/2007 → 03/2018
    Heritage Ford
    Orwigsburg, PA
  • 01/2006 → 07/2021
    El & Tb Smith, Inc.
    Pottsville, PA
  • 06/2013 → 09/2016
    Schuylkill Medical Center
    Pottsville, PA
  • 06/2012 → 09/2016
    Schuylkill Medicall Center
    Pottsville, PA
  • 06/2012 → 09/2016
    Schuylkill Medical Center
    Pottsville, PA
  • 06/2003 → 07/2021
    Real Estate
    Orwigsburg, PA
  • 03/2018 → 07/2021
    St. Joseph Center For Special Learning
    Pottsville, PA
  • 09/2016 → 07/2021
    Lehigh Valley Health Network-Schuylkill
    Pottsville, PA
  • 07/2021 → Present
    Orwigsburg, PA
Previous Registrations
  • 2003-07-25 → 2021-07-21
    Waddell & Reed
    Pottsville, PA
    Camp Hill, PA
    Pottsville, PA
    Hamden, CT
    Orwigsburg, PA
Other Businesses

1) 09/13/2021 - Advisement Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2019 2) 09/13/2021 - EL & TB Smith, Inc - Business Entity For Tax/Investment Purposes Only - Inv Rel - Pottsville, PA - Start: 01/2006 3) 09/13/2021 - Real Estate Rental - Owner - Inv Rel - Corolla, NC - Start: 06/2018 4) 09/13/2021 - Real Estate Rental - Inv Rel - Owigsburg, PA - Inv Rel - Start: 05/2003 - 1 Hr/Mth 5) 09/13/2021 - Lehigh Valley Health Network-Schuylkill - Non-Profit Board Member - Non Inv Rel - Pottsville, PA - Start: 09/2016 - 1 Hr/Mth 6) 12/8/2022 - Modern LIfe Insurance Brokerage - Investment Related - 295 Lafayette Street Suite 701 New York, NY 10022 - Non-Variable Insurance - Producer - Start Date - 10/13/2022 - 2 Hours Per Month/2 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-28
  • S63 Uniform Securities Agent State Law Examination
    1996-08-28
Designations
Other Names
  • Edna Lorraine Smith
  • Lori Shaw
  • E Lori Smith
  • E Lori Smith
  • Lori Smith

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orwigsburg, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor