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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-21 |
Branch Locations
1253 Centre Turnpike, Orwigsburg, PA 17961 • United States
Pottsville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc. | Pottsville | PA | 11/2000 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Pottsville | PA | 12/2000 | 07/2021 |
| Heritage Ford | Orwigsburg | PA | 07/2007 | 03/2018 |
| El & Tb Smith, Inc. | Pottsville | PA | 01/2006 | 07/2021 |
| Schuylkill Medical Center | Pottsville | PA | 06/2013 | 09/2016 |
| Schuylkill Medicall Center | Pottsville | PA | 06/2012 | 09/2016 |
| Schuylkill Medical Center | Pottsville | PA | 06/2012 | 09/2016 |
| Real Estate | Orwigsburg | PA | 06/2003 | 07/2021 |
| St. Joseph Center For Special Learning | Pottsville | PA | 03/2018 | 07/2021 |
| Lehigh Valley Health Network-Schuylkill | Pottsville | PA | 09/2016 | 07/2021 |
| Lpl Financial Llc | Orwigsburg | PA | 07/2021 | Present |
1) 09/13/2021 - Advisement Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2019 2) 09/13/2021 - EL & TB Smith, Inc - Business Entity For Tax/Investment Purposes Only - Inv Rel - Pottsville, PA - Start: 01/2006 3) 09/13/2021 - Real Estate Rental - Owner - Inv Rel - Corolla, NC - Start: 06/2018 4) 09/13/2021 - Real Estate Rental - Inv Rel - Owigsburg, PA - Inv Rel - Start: 05/2003 - 1 Hr/Mth 5) 09/13/2021 - Lehigh Valley Health Network-Schuylkill - Non-Profit Board Member - Non Inv Rel - Pottsville, PA - Start: 09/2016 - 1 Hr/Mth 6) 12/8/2022 - Modern LIfe Insurance Brokerage - Investment Related - 295 Lafayette Street Suite 701 New York, NY 10022 - Non-Variable Insurance - Producer - Start Date - 10/13/2022 - 2 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-28 |
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