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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-26
MO RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-26
  • MO RA
    APPROVED
    Since 2017-03-25

Branch Locations

16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Chesterfield MO 09/2010 03/2017
Mml Investors Services, Llc Chesterfield MO 03/2017 Present
Massmutual Life Insurance Co Chesterfield MO 07/2016 Present
  • 09/2010 → 03/2017
    Metlife Securities Inc
    Chesterfield, MO
  • 03/2017 → Present
    Chesterfield, MO
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Chesterfield, MO
Previous Registrations
  • 2010-10-15 → 2017-03-25
    Msi Financial Services, Inc.
    St. Louis, MO
    Columbia, MO
    Columbia, MO
  • 2010-01-12 → 2010-09-16
    Securities America Advisors, Inc.
    St. Louis, MO
Other Businesses

Independent Insurance Agent-From business address-1hrs sec, 0hrs nonsec-Life/Accident/Health & Medicare Related Products -since 9/2010

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-11
S63 Uniform Securities Agent State Law Examination 1996-09-03
  • S65 Uniform Investment Adviser Law Examination
    2009-12-11
  • S63 Uniform Securities Agent State Law Examination
    1996-09-03

View on SEC IAPD

Other Firms

Other Investors

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