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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-05-23 |
| MO | RA | APPROVED | 2001-11-08 |
Branch Locations
731 Old Frontenac Square, St. Louis, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2001 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2001 | Present |
1. ROHAN WOODS SCHOOL; 1515 BENNETT AVE, ST. LOUIS, MO 63122; CONSULTANT TO BOARD OF DIRECTORS; START 7/1/2019; APPROX. 1 HOURS/MONTH. 2. Christ Memorial Lutheran Church; 5252 S Lindbergh Blvd, St Louis, MO 63126; Investment subcommittee member; Start 8/1/2026; Approximately 1 hour/month. 3. VARIOUS OUTSIDE INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-13 |
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