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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2006-02-14
  • FL RA
    APPROVED
    Since 2006-02-14

Branch Locations

2601 Cattlemen Rd Ste 200, Sarasota, FL 34232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 12/1994 02/2017
Northwestern Mutual Investment Services, Llc Tampa FL 05/1996 02/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2010 Present
Anne Weichel Sarasota FL 02/2017 Present
Northwestern Mutual Wealth Management Co Milwaukee WI 03/2017 Present
  • 12/1994 → 02/2017
    Northwestern Mutual Life
    Milwaukee, WI
  • 05/1996 → 02/2017
    Tampa, FL
  • 06/2010 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2017 → Present
    Anne Weichel
    Sarasota, FL
  • 03/2017 → Present
    Northwestern Mutual Wealth Management Co
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, WEICHEL FULLER FINANCIAL, LLC, LEGAL ENTITY, START DATE: 1/1/2000, FR BUSINESS ENTITY 3.IMMEDIATE PAST PRESIDENT, STATE COLLEGE OF FLORIDA FOUNDATION, 5840 26TH STREET WEST, BRADENTON, , FLORIDA, 34207, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/11/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, IMMEDIATE PAST PRESIDENT 4. TRUSTEE, THE STATE COLLEGE OF FLORIDA, 5840 26TH STREET WEST, BRADENTON, FLORIDA, 34207, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/14/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE AS TRUSTEE TO HELP GUIDE THE COLLEGE. 5. BOARD MEMBER, STATE COLLEGE OF FLORIDA FOUNDATION, 5840 26TH STREET WEST, BRADENTON, , FLORIDA, 34207, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/11/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER - PROVIDING FEEDBACK. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-29
S63 Uniform Securities Agent State Law Examination 2000-10-11
  • S66 Uniform Combined State Law Examination
    2006-09-29
  • S63 Uniform Securities Agent State Law Examination
    2000-10-11
Designations

View on SEC IAPD

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