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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
3807 Wi-19 Suite B, Sun Prairie, WI 53590 • United States
10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Madison | WI | 08/1999 | Present |
| Pruco Securities, Llc. | Wauwatosa | WI | 08/1999 | 11/2024 |
| Lpl Enterprise, Llc | Sun Prairie | WI | 11/2024 | Present |
1) 09/06/2024 - The Satzer Group - Insurance and Financial Service Sales - DBA for LPL Business (entity for LPL business) - Inv Related - At Sun Prairie, WI - Start Date 10/01/2013 - 5hrs/mth - 3hrs/mth During Trading 2) 09/06/2024 - SLASH9 LLC - Own a vacant piece of land in Las Vegas, NV for investment purposes - Real Estate Rental - Inv Related - At Sun Prairie, WI - Start Date 11/01/2021 - 0hrs/mth - 0hrs/mth During Trading 3) 09/06/2024 - Sun Prairie Area School District - Public address announcer for Sun Prairie sports teams - Coach/ Sports/ Fitness - Non Inv Related - At Sun Prairie, WI - Start Date 01/01/2015 - 4hrs/mth - 0hrs/mth During Trading 4) 09/06/2024 - No Business Name - Insurance Sales - Non-Variable Insurance - Inv Related - At Sun Prairie, WI - Start Date 09/01/2024 - 1hrs/mth - 1hrs/mth During Trading 5) 09/06/2024 - No Business Name - Health Insurance Sales - Non-Variable Insurance - Inv Related - At Sun Prairie, WI - Start Date 01/01/2000 - 1hrs/mth - 1hrs/mth During Trading 6) 09/06/2024 - Ralph and Virginia Satzer - Act in a Fiduciary Capacity - Non Inv Related - At Sun Prairie, WI - Start Date 01/01/2010 - 1hrs/mth - 0hrs/mth During Trading 7) 03/25/2025 - GBU Life - Non-Variable Insurance - Agent for Fixed Annuities only - inv. related - at Pittsburgh, PA - start date 03/14/2025- 1hrs/mnth-1hrs during trading 8) 03/20/2025 - Property and Casualty Insurance Sales Through Comparion - Property and Casualty - sales and service of Property and Casualty Insurance policies for personal lines coverage - inv. related - at Sun Prairie, WI - start date 11/15/2024 - 3hrs/mnth-2hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-22 |
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