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Christopher James Ray

Guidance Point Retirement Services, LLC

Portland, ME

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Current Employers
Guidance Point Retirement Services, Llc

136 Commercial Street Suite 301, Portland, ME 04101 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-05-22
ME RA APPROVED 2024-05-15
NH RA APPROVED 2024-04-24
  • MA RA
    APPROVED
    Since 2024-05-22
  • ME RA
    APPROVED
    Since 2024-05-15
  • NH RA
    APPROVED
    Since 2024-04-24

Branch Locations

136 Commercial Street Suite 301, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 05/2021 03/2024
Tiaa Waltham MA 12/2012 11/2020
Unemployed Norfolk MA 11/2020 05/2021
Guidance Point Retirement Services, Llc Portland ME 04/2024 Present
  • 05/2021 → 03/2024
    Fidelity Investments
    Merrimack, NH
  • 12/2012 → 11/2020
    Tiaa
    Waltham, MA
  • 11/2020 → 05/2021
    Unemployed
    Norfolk, MA
  • 04/2024 → Present
    Guidance Point Retirement Services, Llc
    Portland, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-24
S63 Uniform Securities Agent State Law Examination 1996-08-13
  • S65 Uniform Investment Adviser Law Examination
    2024-04-24
  • S63 Uniform Securities Agent State Law Examination
    1996-08-13
Other Names
  • Chris Ray

View on SEC IAPD

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Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

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