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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
120 Bryant St Ste 104, Dubuque, IA 52003 • United States
2525 Kimberly Rd Ste 2, Bettendorf, IA 52722-3538 • United States
Dubuque, IA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dubuque | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Dubuque | IA | 03/2020 | Present |
Board of Directors; Dubuque Senior Music Boosters; President of Music Booster; Dubuque Senior High School, 1800 Clark Dr, , Dubuque, IA, 52001; Not Investment-Related; 07/15/2026; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-12 |
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