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Stephanie R Holden

Morgan Stanley

Plano, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-12-04
  • TX RA
    APPROVED
    Since 2013-12-04

Branch Locations

7500 Dallas Parkway Suite 500, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Plano TX 11/2013 Present
Previous Registrations
Other Businesses

1. Homemade pecans Not Investment related; Homemade glazed pecans; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018 ; During business hours: 0; After business hours: 16; Prepare pecans and deliver pecans on weekends only. 2. *493816 - Notary by Steph; Investment related No; Allen, Texas; Notary services; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 0; After business hours: 64; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-24
S63 Uniform Securities Agent State Law Examination 2006-04-17
  • S66 Uniform Combined State Law Examination
    2007-04-24
  • S63 Uniform Securities Agent State Law Examination
    2006-04-17
Other Names
  • Stephanie Romaine Folon
  • Stephanie Romaine Gause
  • Stephanie Romaine Thomas
  • Stephanie Romaine Fonlon
  • Stephanie R Fonlon

View on SEC IAPD

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