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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-16 |
| NC | RA | APPROVED | 2021-08-24 |
Branch Locations
2150 Country Club Road, Suite 219, Winston-Salem, NC 27104 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Winston Salem | NC | 07/2012 | Present |
| Robert W. Baird & Co. Incorporated | Winston-Salem | NC | 10/2019 | 08/2021 |
| Momentum Independent Network Inc. | Dallas | TX | 09/2021 | Present |
NORTH FORSYTH HIGH SCHOOL; NON-INVESTMENT RELATED; WINSTON-SALEM NC; EDUCATIONAL INSTITUTION; CLOCKKEEPER AND SCOREKEEPER FOR HIGHSCOOL SPORTING EVENTS; STARTED 8/2012; 3 HRS/MONTH; 0 DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-10 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-20 |
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