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Brett Howard Carolan

Brighton Jones LLC

Seattle, WA

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Current Employers
Brighton Jones Llc

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-18
WA RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2017-01-18
  • WA RA
    APPROVED
    Since 2003-07-01

Branch Locations

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brighton Jones Llc Seattle WA 04/2003 Present
Previous Registrations
  • 2003-07-01 → 2016-12-31
    Brighton Jones Llc
    Seattle, WA
    Seattle, WA
  • 2000-03-10 → 2003-05-05
    Cetera Wealth Services, Llc
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-27
S63 Uniform Securities Agent State Law Examination 1996-06-14
  • S65 Uniform Investment Adviser Law Examination
    1999-07-27
  • S63 Uniform Securities Agent State Law Examination
    1996-06-14
Designations
Other Names
  • Brett Carolan
  • Brett H Carolan

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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