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Daniel Richard Glaser

Charter Capital Management, Inc

Brookfield, WI

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Current Employers
Charter Capital Management, Inc

13805 W Burleigh Road Suite 100, Brookfield, WI 53005 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2004-05-21
  • WI RA
    APPROVED
    Since 2004-05-21

Branch Locations

13805 W Burleigh Road Suite 100, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daniel R Glaser, Cpa, S.C. Brookfield WI 01/1990 12/2020
Charter Capital Management, Inc. Milwaukee WI 05/2004 Present
Previous Registrations
  • 1999-01-01 → 2004-05-27
    Innovative Investment Advisory, Inc.
    Brookfield, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-10
S63 Uniform Securities Agent State Law Examination 1996-07-02
  • S65 Uniform Investment Adviser Law Examination
    1997-11-10
  • S63 Uniform Securities Agent State Law Examination
    1996-07-02
Designations

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

More in Brookfield, WI

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