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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-02-25 |
| TX | RA | APPROVED | 2016-02-23 |
Branch Locations
6710 North Scottsdale Road Suite 150, Scottsdale, AZ 85253-4451 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 05/2000 | Present |
| Rbc Capital Markets, Llc | Scottsdale | AZ | 09/2014 | Present |
(1) PAPA CONCEPTS LLC.; ADDRESS: 5113 N. GRANITE REEF ROAD, SCOTTSDALE, AZ, 85250; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RESTAURANT; CAPACITY: OWNER-PASSIVE; START DATE: 7/3/2018; DUTIES: KEEPING FINANCIALS UP TO DATE. PAYING BILLS, HELPING WITH MARKETING; HOURS DEVOTED PER MONTH: 10; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-17 |
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