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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-04-03
  • ID RA
    APPROVED
    Since 2023-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Rexburg, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Tacoma WA 09/1999 01/2022
Charles Schwab Bank Tacoma WA 02/2005 01/2022
Conway Racing Edgewood WA 07/2001 Present
Gwfs Equities, Inc Greenwood Village CO 01/2022 Present
Advised Assets Group, Llc Greenwood Village CO 01/2022 Present
  • 09/1999 → 01/2022
    Tacoma, WA
  • 02/2005 → 01/2022
    Charles Schwab Bank
    Tacoma, WA
  • 07/2001 → Present
    Conway Racing
    Edgewood, WA
  • 01/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 01/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

CONWAY RACING, NOT INVESTMENT RELATED, EDGEWOOD, WASHINGTON, START DATE 07/09/2001, OWNER, TRAVEL TO LOCAL TRACKS TO DRIVE AND MAINTAIN THE RACE CAR, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS; (2) REAL ESTATE/PROPERTY MANAGEMENT, NOT INVESTMENT RELATED, TACOMA, WASHINGTON, OWNER, RENTAL PROPERTY, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-23
S65 Uniform Investment Adviser Law Examination 1997-04-17
S63 Uniform Securities Agent State Law Examination 1996-06-21
  • S66 Uniform Combined State Law Examination
    2002-07-23
  • S65 Uniform Investment Adviser Law Examination
    1997-04-17
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21
Other Names
  • Shane Dean Conway

View on SEC IAPD

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