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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments | Algonquin | IL | 03/2011 | 04/2021 |
| Integrated Wealth Concepts | Algonquin | IL | 04/2021 | Present |
1: 04/16/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/16/2022- 5 Hours Per Month/5 Hours During Securities Trading - Time Spent 5% - Fixed annuities, fixed life, LTC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-25 |
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