Kevin Robert Loffredi

Employer firm

Harvest Investment Services, LLC CRD 159390

$758M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → Present
  Advanced Sales & Marketing Corp
  Oakbrook Terrace, IL
• 11/2007 → 06/2018
  Proequities, Inc
  Oakbrook Terrace, IL
• 11/2017 → Present
  Dba - Harvest Investment Services, Llc
  Oakbrook Terrace, IL

Previous Registrations

• 2007-12-12 → 2017-11-27
  Concourse Financial Group Securities, Inc.
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL
• 2000-04-18 → 2007-11-09
  Lpl Financial Llc
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL

Other Businesses

DBA - HARVEST INVESTMENT SERVICES, LLC POSITION: Investment Adviser Representative NATURE: Investment Advisory Sevices INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 11/03/2017 ADDRESS: 1 TRANSAM PLAZA DRIVE, SUITE 230, OAKBROOK TERRACE IL 60181, United States DESCRIPTION: Providing Investment Advisory services to investors MORNINGSTAR, INC.; NOT INVESTMENT RELATED; 22 W WASHINGTON ST, CHICAGO, IL 60602; MAINTAIN AN ONLINE EDUCATION TOOL FOR THE BROKER/DEALER COMMUNITY; VICE PRESIDENT; STARTED 11/2001; 105 HRS/MO. KEVIN LOFFREDI POSITION: SELF NATURE: FINANCIAL PLANNING INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 12/01/2007 ADDRESS: 1 TRANSAM PLAZA DRIVE, SUITE 230, OAKBROOK TERRACE IL 60181 DESCRIPTION: OFFER FINANCIAL PLANNING. HAVE THE ABILITY TO OFFER FINANCIAL PLANNING AND CONDUCT FEE-BASED SECURITIES BUT HAVE NOT. MORNINGSTAR, INC. POSITION: VICE PRESIDENT NATURE: RESEARCH/EDUCATION INVESTMENT RELATED: YES NUMBER OF HOURS: 105 INVESTMENT RELATED HOURS: 4 START DATE: 11/01/2010 ADDRESS: 22 W WASHINGTON ST, CHICAGO IL 60602 DESCRIPTION: MAINTAIN A ONLINE EDUCATION TOOL FOR THE BROKER/DEALER COMMUNITY KEVIN LOFFREDI POSITION: SELF NATURE: FIXED ANNUITIES INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 06/01/1997 ADDRESS: 1 TRANSAM PLAZA DRIVE, SUITE 230, OAKBROOK TERRACE IL 60181 DESCRIPTION: SELL FIXED ANNUITIES. HAVE NOT SOLD ANY IN PRIOR YEAR OR LONGER BUT HAVE THE ABILITY TO. MORNINGSTAR, INC. POSITION: Consultant NATURE: Research/Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/17/2017 ADDRESS: 22 W. Washington St, Chicago IL 60602, United States DESCRIPTION: As a contractor, I consult on an online education tool for the broker/dealer community.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-03
• S63 Uniform Securities Agent State Law Examination
  1996-06-14

Designations

• Certified Financial Planner