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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-10-29
  • UT RA
    APPROVED
    Since 2020-10-29

Branch Locations

6695 S. 1300 East, Cottonwood Heights, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Utah Retirement Systems Salt Lake City UT 02/2015 09/2018
Moreton Asset Management Salt Lake City UT 09/2018 10/2020
Cambridge Investment Research, Inc. Fairfield IA 10/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2020 Present
  • 02/2015 → 09/2018
    Utah Retirement Systems
    Salt Lake City, UT
  • 09/2018 → 10/2020
    Moreton Asset Management
    Salt Lake City, UT
  • 10/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 10/29/20 2) RETIREMENT STRATEGY GROUP, 6695 SOUTH 1300 EAST, COTTONWOOD HEIGHTS, UT,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/09/21, INV REL, 1 HR/MO- 1/TRADING HR. 3) STATE OF UTAH DIVISION OF SECURITIES / 160 E 300 S, 2nd Floor, Salt Lake City UT 84111 / 10/01/2022 / NIR / SECURITIES COMMISSION MEMBER / 1 HR/MO - 1 HR/MO TRADING 4) RETIREMENT STRATEGY GROUP, 6695 South 1300 East, Cottonwood Heights UT, 01/2023, OWNER USING DBA NAME, NIR, 1 HR/MO - 0 HR TRADING 5) RETIREMENT STRATEGY GROUP, Cottonwood Heights UT 84121, United States, 10/29/2020, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-07
S65 Uniform Investment Adviser Law Examination 1996-06-26
S63 Uniform Securities Agent State Law Examination 1996-06-21
  • S66 Uniform Combined State Law Examination
    2018-12-07
  • S65 Uniform Investment Adviser Law Examination
    1996-06-26
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21
Other Names
  • Dawn Camille Murray

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