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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-10-29 |
Branch Locations
6695 S. 1300 East, Cottonwood Heights, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Utah Retirement Systems | Salt Lake City | UT | 02/2015 | 09/2018 |
| Moreton Asset Management | Salt Lake City | UT | 09/2018 | 10/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 10/29/20 2) RETIREMENT STRATEGY GROUP, 6695 SOUTH 1300 EAST, COTTONWOOD HEIGHTS, UT,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/09/21, INV REL, 1 HR/MO- 1/TRADING HR. 3) STATE OF UTAH DIVISION OF SECURITIES / 160 E 300 S, 2nd Floor, Salt Lake City UT 84111 / 10/01/2022 / NIR / SECURITIES COMMISSION MEMBER / 1 HR/MO - 1 HR/MO TRADING 4) RETIREMENT STRATEGY GROUP, 6695 South 1300 East, Cottonwood Heights UT, 01/2023, OWNER USING DBA NAME, NIR, 1 HR/MO - 0 HR TRADING 5) RETIREMENT STRATEGY GROUP, Cottonwood Heights UT 84121, United States, 10/29/2020, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-07 |
| S65 | Uniform Investment Adviser Law Examination | 1996-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-21 |
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