David Raymond Keefe

Current Employers

Employment History

• 04/2016 → 04/2022
  First Financial Equity Corporation
  Scottsdale, AZ
• 04/2022 → Present
  Cetera Wealth Services, Llc
  Tucson, AZ
• 10/2018 → Present
  Big Bear Properties
  Pinetop, AZ
• 10/2018 → Present
  David Keefe Insurance
  Tucson, AZ
• 07/2021 → Present
  Dkgb Financial Group
  Tucson, AZ
• 04/2022 → Present
  Ffec Wealth Partners
  Tucson, AZ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-05-20 → 2022-04-20
  Ffec Wealth Partners Llc
  Scottsdale, AZ
  Tucson, AZ
• 2014-01-24 → 2016-06-17
  Nova Financial Services
  Tucson, AZ
  Tucson, AZ
• 2001-08-13 → 2003-01-17
  Equitable Advisors, Llc
  Northbrook, IL

Other Businesses

1. NAME OF OTHER BUSINESS: BIG BEAR PROPERTIES INVESTMENT RELATED: YES ADDRESS: 2526 W RIM ROAD PINETOP, AZ NATURE OF BUSINESS: VACATION PROPERTY RENTAL START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: GENERAL MANAGER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MANAGE THE RENTAL OF A VACATION RENTAL PROPERTY. 2. NAME OF OTHER BUSINESS: DAVID KEEFE INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: GROUP HEALTH INSURANCE START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MAINTAIN GROUP HEALTH INSURANCE CONTRACTS 3. NAME OF OTHER BUSINESS: DKGB FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 4/2022; POSITION/TITLE/RELATIONSHIP: BRANCH MANAGER/SR. WEALTH MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: D KEEFE FA LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR EXPENSE MANAGEMENT; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX AND EXPENSE PURPOSES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-30
• S66 Uniform Combined State Law Examination
  2001-06-29

Other Names

• David R Keefe