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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-20 |
| OK | RA | APPROVED | 2024-06-14 |
Branch Locations
918 Sw 107Th St Ste 100, Oklahoma City, OK 73170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc. | Oklahoma City | OK | 03/2011 | 03/2018 |
| Securities America, Inc. | Oklahoma City | OK | 03/2018 | 06/2024 |
| Securities America Advisors | Oklahoma City | OK | 03/2018 | 06/2024 |
| Osaic Wealth, Inc. | Oklahoma City | OK | 06/2024 | Present |
| Osaic Wealth, Inc. | Oklahoma City | OK | 06/2024 | Present |
**Blue Cross/Blue Shield Position: Insurance agent Nature: Health Insurance Investment Related: No Hours: 10 Securities Trading Hours: 5 Start Date: 01/01/2000 Address: 3817 N.W. Expressway, Suite 300, Oklahoma City OK 73112 **SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: Securities Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/02/2018 ADDRESS: 918 SW 107th St Ste 100, OKC OK 73170 **FUTURITY FIRST INSURANCE GROUP POSITION: Financial Advisor NATURE: Futurity First Insurance Group INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/01/2006 ADDRESS: 918 SW 107, Ste 100, Oklahoma City OK 73170 DESCRIPTION: FMO for life, annuities, long-term care **BULMER FINANCIAL GROUP POSITION: Financial Advisor NATURE: Financial Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2015 ADDRESS: 918 SW 107, Ste 100, OKC OK 73170 DESCRIPTION: Financial Advising duties, independent insurance duties. **SDB54LLC POSITION: I am the principal member of the LLC NATURE: I built a small office building in which I occupy 40 % of it. I sublease out the other two spaces to two different lawyers. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 918 SW 107, Ste. 100, Oklahoma City OK 73170 DESCRIPTION: I own the office building and sublease out two spaces to two different lawyers. At present I am not drawing any personal income from the rent that I receive. I use it for the loan payment, property insurance and taxes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-11 |
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