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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-27 |
| CA | RA | APPROVED | 2022-01-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Green Valley | AZ | 10/2000 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tucson | AZ | 01/2022 | Present |
Family home, Not investment related, Tucson, Arizona, Executor for parents home, 5 hours a month, none during trading hours, Executor of Parent's estate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-11 |
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