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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-11
PA RA APPROVED 2011-01-14
TX RA APPROVED_RES 2009-06-22
NJ RA APPROVED 2005-01-01
  • FL RA
    APPROVED
    Since 2022-04-11
  • PA RA
    APPROVED
    Since 2011-01-14
  • TX RA
    APPROVED_RES
    Since 2009-06-22
  • NJ RA
    APPROVED
    Since 2005-01-01

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sewickley PA 04/2001 Present
Bank Of America, N.A. Sewickley PA 12/2010 Present
Other Businesses

I*91543 For profit or not for profit: Non-Profit Organization Name of outside business organization: Women of Seton Investment related: N Address of business: Pittsburgh, Pennsylvania 15234 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/21/2016 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: An organization of graduates from both Elizabeth Seton HS & Seton-La Salle HS, which annually awards the St. Elizabeth Ann Seton Legacy Scholarship to incoming female freshman students who meet established criteria. I am a committee member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-20
  • S66 Uniform Combined State Law Examination
    2004-12-20
Other Names
  • Toni Ann Sacco

View on SEC IAPD

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