James Mark Appleby

Current Employers

Employment History

• 01/2010 → 01/2018
  Bb&T Investments
  Charlotte, NC
• 01/2018 → 02/2021
  Bb&T Securities, Llc
  Princeton, NC
• 02/2021 → Present
  Truist Investment Services, Inc.
  Raleigh, NC
• 02/2021 → Present
  Truist Advisory Services, Inc.
  Atlanta, GA

Previous Registrations

• 2018-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Cary, NC
  Raleigh, NC
  Selma, NC
  Princeton, NC
  Clayton, NC
  Smithfield, NC
  Garner, NC
  Garner, NC
  Clayton, NC
  Raleigh, NC
  Winston-Salem, NC
  Richmond, VA
• 2010-01-21 → 2018-01-02
  Bb&T Investment Services, Inc.
  Cary, NC
  Cary, NC
  Cary, NC
  Cary, NC
  Cary, NC
  Charlotte, NC
  Cary, NC
  Raleigh, NC
  Selma, NC
  Princeton, NC
  Clayton, NC
  Smithfield, NC
  Garner, NC
• 2007-05-22 → 2010-01-19
  First Citizens Investor Services, Inc.
  Durham, NC
  Raleigh, NC
• 2006-05-04 → 2006-11-15
  Morgan Stanley Dw Inc.
  Raleigh, NC
• 2004-08-18 → 2005-09-30
  Capital Investment Counsel Inc
  Raleigh, NC

Other Businesses

BEGINNINGS - NON PROFIT ORGANIZATION (BOARD MEMBER) POSITION: Board Member NATURE: Local Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2015 ADDRESS: 156 Wind Chime Court, Suite A, Raleigh NC 27615 DESCRIPTION: Beginnings is a NC organization created to promote education and assistance for children with hearing loss.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-15

Designations