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Arturo Antonio Aviles

Charles Schwab & Co., Inc.

Alpharetta, GA

Atlanta, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-02-17
  • GA RA
    APPROVED
    Since 2022-02-17

Branch Locations

2845 Old Milton Pkwy, Alpharetta, GA 30009 • United States

1075 Peachtree St Ne Suite 1, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Miami FL 12/2009 04/2017
Arturo Aviles Miami FL 09/2013 10/2016
J.P. Morgan Securities Llc Cutler Bay FL 10/2012 04/2017
Scottrade Aventura FL 04/2017 09/2018
Td Ameritrade, Inc. Alpharetta GA 02/2018 06/2024
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab & Co., Inc. Alpharetta GA 12/2022 Present
Charles Schwab Bank, Ssb Alpharetta GA 11/2023 Present
  • 12/2009 → 04/2017
    Jpmorgan Chase Bank
    Miami, FL
  • 09/2013 → 10/2016
    Arturo Aviles
    Miami, FL
  • 10/2012 → 04/2017
    J.P. Morgan Securities Llc
    Cutler Bay, FL
  • 04/2017 → 09/2018
    Scottrade
    Aventura, FL
  • 02/2018 → 06/2024
    Td Ameritrade, Inc.
    Alpharetta, GA
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Alpharetta, GA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Alpharetta, GA
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Duluth, GA
    Alpharetta, GA
  • 2018-02-28 → 2022-10-14
    Td Ameritrade, Inc.
    Aventura, FL
    Duluth, GA
    Alpharetta, GA
  • 2017-05-09 → 2018-02-26
    Scottrade Investment Management
    Aventura, FL
  • 2015-05-13 → 2017-04-26
    J.P. Morgan Securities Llc
    Cutler Bay, FL
    Cutler Bay, FL
    Miami, FL
    Coral Gables, FL
    Hialeah, FL
    Coral Gables, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-29
  • S66 Uniform Combined State Law Examination
    2015-04-29
Other Names
  • Arturo Aviles

View on SEC IAPD

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Other Offices

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NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
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BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
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