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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-15 |
Branch Locations
426 North 44Th Street Suite 115, Phoenix, AZ 85008 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
426 North 44Th St Ste 115, Phoenix, AZ 85008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Phoenix | AZ | 02/2008 | 01/2024 |
| Osaic Wealth, Inc. | Phoenix | AZ | 01/2024 | 10/2025 |
| Lpl Financial Llc | Phoenix | AZ | 10/2025 | Present |
1. 07/2025 - Mark Barenbaum - Non-Variable Insurance - Non-Variable Insurance - Investment Related - 4 Hour(s)/Month - 1 Hour(s) During Trading - Phoenix, AZ 85008 - OBA Start Date : 02/04/2008. 2. 07/2025 - Southwest Wealth Advisory Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 72 Hour(s)/Month - 5 Hour(s) During Trading - At Reported business location(S) - OBA Start Date : 08/04/2025. 3. 07/2025 - Baum54 INC/DBA Mrbcruises - Business Owner - Not Investment Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Tempe AZ 85283 - OBA Start Date : 12/27/2023. 4. 07/2025 - Mark Barenbaum - Non-Variable Insurance - Investment Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Phoenix, AZ 85012 - OBA Start Date : 08/31/2002. 5. 07/2025 - BAUM 54 INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 10 Hour(s)/Month - 0 Hour(s) During Trading - Tempe, Az 85283 - OBA Start Date : 02/18/2004.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-22 |
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