Timothy Paul Brown

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-08-27
TX	RA	APPROVED_RES	2011-12-20
CA	RA	APPROVED	2007-02-12

FL RA
APPROVED

Since 2021-08-27
TX RA
APPROVED_RES

Since 2011-12-20
CA RA
APPROVED

Since 2007-02-12

Branch Locations

200 Clock Tower Place Suite C-100, Carmel, CA 93923 • United States

3011 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Carmel	CA	11/2006	Present

11/2006 → Present

Ubs Financial Services Inc.

Carmel, CA

Other Businesses

CARMEL MUSIC SOCIETY / PO BOX 22783 CARMEL, CA 93922 / OTHER / OTHER MUSIC / PRESENT CLASSICAL MUSIC PERFORMANCES FOR THE MONTEREY PENINSULA / MEMBER OF BOARD OF DIRECTORS / TREASURER / START DATE 06/06/2012.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-09
S63	Uniform Securities Agent State Law Examination	2006-02-01

S66 Uniform Combined State Law Examination

2007-02-09
S63 Uniform Securities Agent State Law Examination

2006-02-01

Other Names

Timothy Paul Brown
Timothy P Brown

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews