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Thomas Edward Druckenbrod

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntersville, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-15
NC RA APPROVED 2009-10-23
SC RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-06-15
  • NC RA
    APPROVED
    Since 2009-10-23
  • SC RA
    APPROVED
    Since 2009-10-23

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Davidson NC 10/2009 Present
Bank Of America, N.A. Huntersville NC 07/2011 Present
Previous Registrations
  • 2006-08-14 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Davidson, NC
    Charlotte, NC
    Charlotte, NC
    Mooresville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-12
S63 Uniform Securities Agent State Law Examination 2002-07-24
  • S66 Uniform Combined State Law Examination
    2006-08-12
  • S63 Uniform Securities Agent State Law Examination
    2002-07-24
Other Names
  • T.J. Edward Druckenbrod
  • Thomas Edward Druckenbrod

View on SEC IAPD

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Other Offices

CORNERSTONE WEALTH · HUNTERSVILLE, NC
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CORNERSTONE WEALTH · Huntersville, NC
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