Adrian A Duran

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2017
  National Planning Holdings
  Denver, CO
• 11/2017 → 06/2021
  Cetera Advisors Llc
  Denver, CO
• 11/2017 → 12/2021
  Cetera Advisor Networks
  El Segundo, CA
• 01/2022 → 09/2022
  Cetera Advisors
  St Cloud, MN
• 01/2022 → 09/2022
  Prosperity Network Of Advisors
  Overland Park, KS
• 10/2022 → Present
  Lpl Financial
  Denver, CO
• 10/2022 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2022-01-13 → 2022-10-12
  Cetera Advisors Llc
  Overland Park, KS
• 2021-07-15 → 2021-12-23
  Cetera Wealth Services, Llc
  Minnetonka, MN
  Denver, CO
• 2021-06-13 → 2021-06-25
  Cetera Wealth Services, Llc
  Greenwood Village, CO
  Minnetonka, MN
  Denver, CO
• 2017-12-04 → 2021-06-14
  Cetera Advisors Llc
  Greenwood Village, CO
  Denver, CO
• 2016-06-20 → 2017-11-10
  National Planning Corporation
  Denver, CO

Other Businesses

1- 10/2022 / Integrated Financial Partners / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / DENVER, CO 2- 10/2022 / Integrated Partners / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / DENVER, CO 3- 05/12/2023 - Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 03/15/2023 - 150 Hours Per Month/150 Hours During Securities Trading 4- 05/12/2023 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 03/15/2023 - 150 Hours Per Month/150 Hours During Securities Trading 5- 05/12/2023 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 03/15/2023 - 150 Hours Per Month/150 Hours During Securities Trading - I provide administrative support to Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in 3/2023. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-16
• S63 Uniform Securities Agent State Law Examination
  2015-02-25

Other Names

• Adrian A Duran
• Adrian A. Duran