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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-26 |
| MI | RA | APPROVED | 2019-11-07 |
Branch Locations
2950 West Square Lake Road Suite 102, Troy, MI 48098 • United States
Frankenmuth, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Troy | MI | 06/2010 | 03/2017 |
| Mml Investors Services, Llc | Troy | MI | 03/2017 | 11/2019 |
| Mass Mutual Life Insurance Company | Troy | MI | 07/2016 | 11/2019 |
| Commonwealth Financial Network | Waltham | MA | 11/2019 | Present |
| Center For Wealth Management | Troy | MI | 11/2019 | Present |
1. Fixed insurance sales; as of 11/01/2019; 5% of time spent during business hours; Conducted at branch location; Investment related. 2.Owner of residential rental properties located in Saginaw, MI; As of 09/20/17; 5% time spent during regular business hours; Not conducted at branch; Investment related. 3. Co-Owner, Center for Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 09/27/2016; 95% of time spent during business hours; Conducted at branch; Investment related. 4. Owner, Moorefin, LLC; private entity established for securities marketing purposes; Located in Frankenmuth, MI; as of 12/04/2024; 10% of time spent during business hours; Not conducted at branch location; Investment related. 5. Tax Preparation and Accounting, CWM Private Wealth Tax Advisors, LLC; of 03/01/2026; 10% of time spent during business hours; conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-24 |
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