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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-26
MI RA APPROVED 2019-11-07
  • TX RA
    APPROVED
    Since 2026-03-26
  • MI RA
    APPROVED
    Since 2019-11-07

Branch Locations

2950 West Square Lake Road Suite 102, Troy, MI 48098 • United States

Frankenmuth, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Troy MI 06/2010 03/2017
Mml Investors Services, Llc Troy MI 03/2017 11/2019
Mass Mutual Life Insurance Company Troy MI 07/2016 11/2019
Commonwealth Financial Network Waltham MA 11/2019 Present
Center For Wealth Management Troy MI 11/2019 Present
  • 06/2010 → 03/2017
    Metlife Securities Inc.
    Troy, MI
  • 03/2017 → 11/2019
    Troy, MI
  • 07/2016 → 11/2019
    Mass Mutual Life Insurance Company
    Troy, MI
  • 11/2019 → Present
    Waltham, MA
  • 11/2019 → Present
    Center For Wealth Management
    Troy, MI
Previous Registrations
  • 2017-03-25 → 2019-11-08
    Troy, MI
  • 2010-09-28 → 2017-03-25
    Msi Financial Services, Inc.
    Southfield, MI
    Troy, MI
Other Businesses

1. Fixed insurance sales; as of 11/01/2019; 5% of time spent during business hours; Conducted at branch location; Investment related. 2.Owner of residential rental properties located in Saginaw, MI; As of 09/20/17; 5% time spent during regular business hours; Not conducted at branch; Investment related. 3. Co-Owner, Center for Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 09/27/2016; 95% of time spent during business hours; Conducted at branch; Investment related. 4. Owner, Moorefin, LLC; private entity established for securities marketing purposes; Located in Frankenmuth, MI; as of 12/04/2024; 10% of time spent during business hours; Not conducted at branch location; Investment related. 5. Tax Preparation and Accounting, CWM Private Wealth Tax Advisors, LLC; of 03/01/2026; 10% of time spent during business hours; conducted at branch; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-23
S63 Uniform Securities Agent State Law Examination 2002-06-24
  • S65 Uniform Investment Adviser Law Examination
    2010-08-23
  • S63 Uniform Securities Agent State Law Examination
    2002-06-24
Designations

View on SEC IAPD

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