James Ryan Nastasi

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-10-29
PA	RA	APPROVED	2015-10-27
TX	RA	APPROVED	2015-10-27

NJ RA
APPROVED

Since 2015-10-29
PA RA
APPROVED

Since 2015-10-27
TX RA
APPROVED

Since 2015-10-27

Branch Locations

101 West Elm Street, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Conshohocken	PA	10/2015	Present

10/2015 → Present

Ubs Financial Services Inc.

Conshohocken, PA

Previous Registrations

2009-06-01 → 2015-10-29

Morgan Stanley

Blue Bell, PA

Blue Bell, PA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Blue Bell, PA
2007-02-20 → 2007-04-02

Morgan Stanley Dw Inc.

Blue Bell, PA
2004-01-01 → 2007-02-22

Pnc Wealth Management Llc

Plymouth Meeting, PA

King Of Prussia, PA
2003-05-27 → 2004-01-01

J.J.B. Hilliard, W.L. Lyons, Llc

Conshohocken, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-04-19

S66 Uniform Combined State Law Examination

2002-04-19

Other Names

Jim Nastasi

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews