Richard Lance Perry

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 01/2019
  Jp Morgan Securities Llc
  Concord, CA
• 01/2019 → 06/2022
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
• 06/2022 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO

Previous Registrations

• 2019-01-31 → 2022-06-10
  Wells Fargo Clearing Services, Llc
  Pleasanton, CA
  Walnut Creek, CA
  Pleasanton, CA
• 2016-07-08 → 2019-02-13
  J.P. Morgan Securities Llc
  Concord, CA
  Pittsburg, CA
  Bay Point, CA
  Concord, CA
  Concord, CA
• 2003-09-04 → 2016-07-12
  Fsc Securities Corporation
  Danville, CA
• 2002-10-10 → 2002-11-20
  Morgan Stanley Dw Inc.
  Walnut Creek, CA

Exams

• S66 Uniform Combined State Law Examination
  2002-08-21

Other Names

• Lance Perry
• Richard L. Perry
• Richard L. Perry
• Richard Lance Perry
• Richard Perry