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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-17 |
| CA | RA | APPROVED | 2017-11-29 |
| HI | RA | APPROVED | 2017-11-29 |
| OR | RA | APPROVED | 2017-11-29 |
| WA | RA | APPROVED | 2017-11-29 |
Branch Locations
6830 Via Del Oro Ste 250, San Jose, CA 95119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Adult Education Program (Maep) | San Jose | CA | 01/2008 | Present |
| National Planning Corporation | Santa Monica | CA | 03/2009 | 11/2017 |
| The Planners Network | Temecula | CA | 07/2016 | Present |
| Lpl Financial Llc | San Jose | CA | 11/2017 | Present |
1. 11/29/2017 - GALINDO FINANCIAL ADVISORY - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - start date 6/1/2015 - 1 hour per month. 2. 10/26/2021 - Galindo Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/15/2015 - 160 Hours Per Month/5 Hours During Securities Trading. 3. 09/26/2022 - LISI/Amwins - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Rep - Start Date - 08/01/2020 - 4 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-13 |
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