Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-01-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Securities, Inc | Mattapoisett | MA | 02/2005 | Present |
| Public Employee Educational Retirement Services, Inc | Mattapoisett | MA | 02/2005 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2014 | Present |
1) SALES OF FIXED LIFE, DISABILITY, AND LONG TERM CARE INSURANCE AND FIXED ANNUITIES,NON- INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION: 2) PUBLIC EMPLOYEE EDUCATIONAL RETIREMENT SERVICES, INC., INVESTMENT-RELATED, SAME ADDRESS AS REGISTERED LOCATION, WEALTH MANAGEMENT SERVICES, FINANCIAL ADVISOR:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-09 |
Reach out to this advisor