Asta Muldoon

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-26
CA	RA	APPROVED	2023-02-18

TX RA
APPROVED

Since 2023-10-26
CA RA
APPROVED

Since 2023-02-18

Branch Locations

Rochester, MA • United States

3 Upland Way, Mattapoisett, MA 02739 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Fall River	MA	09/2005	03/2020
Ameriprise Financial Services, Llc	Fall River	MA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Fall River, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Fall River, MA

Other Businesses

Real Estate Ownership; Multi-Family; 37 main st, , fairhaven, MA, 2719; Investment-Related; 01/01/2017 / Multi-Family; 295 huttleston ave, , fairhaven, MA, 2719; Investment-Related; 07/25/2018 / Multi-Family; 21 bridge st, , fairhaven, MA, 2719; Investment-Related; 01/07/2019 / Condominium; 88 Mt vernon st, unit 10, boston, MA, 02108; Not Investment-Related; 10/28/2024 / Commercial; 3 upland way, , mattapoisett, MA, 02739; Not Investment-Related; 10/06/2023.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-17
S66	Uniform Combined State Law Examination	2000-06-26

S65 Uniform Investment Adviser Law Examination

2023-02-17
S66 Uniform Combined State Law Examination

2000-06-26

Other Names

Asta Slauinskaite

View on SEC IAPD