Chuanqi Wang

Current Employers

Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2016-08-12

IL RA
APPROVED

Since 2016-08-12

Branch Locations

7210 State Street Suite 102, Rockford, IL 61108 • United States

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rick Wang, Sole Proprietor	Roscoe	IL	07/2001	Present
Rick Wang Financial, Llc	Rockford	IL	04/2015	10/2016
Royal Fund Management, Llc Dba Rick Wang Financial, Llc	The Villages	FL	08/2016	Present

07/2001 → Present

Rick Wang, Sole Proprietor

Roscoe, IL
04/2015 → 10/2016

Rick Wang Financial, Llc

Rockford, IL
08/2016 → Present

Royal Fund Management, Llc Dba Rick Wang Financial, Llc

The Villages, FL

Previous Registrations

2015-05-05 → 2016-10-14

Rick Wang Financial, Llc

Rockford, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-10-28
S65	Uniform Investment Adviser Law Examination	2014-09-23

S63 Uniform Securities Agent State Law Examination

2014-10-28
S65 Uniform Investment Adviser Law Examination

2014-09-23

Other Names

Richard Wang
Rick Wang

View on SEC IAPD

Current Employers

Royal Fund Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews