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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-08-15 |
Branch Locations
East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | Richmond | VA | 09/2011 | 09/2016 |
| American United Life | Richmond | VA | 09/2016 | 03/2020 |
| Oneamerica Securities | Midlothian | VA | 10/2016 | 02/2020 |
| Secure Investment Management | Maiden | VA | 03/2020 | 06/2021 |
| Jd Mellberg Financial | Tucson | AZ | 03/2020 | 06/2021 |
| Wells Fargo Clearing Services | Glen Allen | VA | 10/2021 | 05/2024 |
| Disys | Glen Allen | VA | 05/2021 | 05/2024 |
| Mml Investors Services Llc | Glen Allen | VA | 07/2024 | Present |
| Massmutual Life Insurance Company | Glen Allen | VA | 07/2024 | Present |
NAME: MATTOX CONTRACTING INC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: GENERAL CONTRACTING POSITION: PRESIDENT/OWNER START DATE: 6/23/2024 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OVERSITE OF BUSINESS WITH MINIMAL SUPPORT OF FUNCTIONS ON WEEKENDS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-30 |
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