Inactive

Bradley Jason Boeck

Northwind Financial LLC

CRD 4537399

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Employer firm

Northwind Financial LLC CRD 342069

$142M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Northwind Financial Llc

2445 Ne Division St Ste 204, Bend, OR 97703-3568 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-08-31
OR	RA	APPROVED	2026-06-30

WA RA
APPROVED

Since 2026-08-31
OR RA
APPROVED

Since 2026-06-30

Branch Locations

2445 Ne Division St Ste 204, Bend, OR 97703-3568 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Syndicated Capital Inc	Bend	OR	01/2009	Present

01/2009 → Present

Syndicated Capital Inc

Bend, OR

Previous Registrations

2009-06-19 → 2026-07-30

Syndicated Capital, Inc.

Bend, OR

Santa Monica, CA

Diamond Bar, CA
2005-04-19 → 2007-07-27

Country Trust Bank

Beaverton, OR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-11
S63	Uniform Securities Agent State Law Examination	2002-07-22

S65 Uniform Investment Adviser Law Examination

2005-04-11
S63 Uniform Securities Agent State Law Examination

2002-07-22

Designations

Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.

PROSPERA FINANCIAL SERVICES, INC.

Nearby Investors

PAUL BRADLEY WATERMAN

JOHN GRANT ASPELL

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · Bend, OR

PROSPERA FINANCIAL SERVICES, INC. · Bend, OR

MORGAN STANLEY · Bend, OR

More in Bend, OR

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