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Inactive

Karl Leonard Hicks

The Leonard Financial Group, LLC

Riverside, CA

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Current Employers
The Leonard Financial Group, Llc

6820 Indiana Avenue Suite 230, Riverside, CA 92506 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-03-01
  • CA RA
    APPROVED
    Since 2012-03-01

Branch Locations

6820 Indiana Avenue Suite 230, Riverside, CA 92506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leonard Financial Group, Llc Riverside CA 02/2003 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-22
  • S65 Uniform Investment Adviser Law Examination
    2001-10-22
Designations
Other Names
  • Karl L. Hicks

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, CA
CETERA INVESTMENT ADVISERS LLC · Riverside, CA
UBS FINANCIAL SERVICES INC. · RIVERSIDE, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RIVERSIDE, CA
EDWARD JONES · RIVERSIDE, CA
LPL FINANCIAL LLC · RIVERSIDE, CA
WELLS FARGO CLEARING SERVICES, LLC · RIVERSIDE, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Riverside, CA

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