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50 South Sixth Street Suite 975, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-10-01 |
| IA | RA | APPROVED | 2019-05-07 |
| MN | RA | APPROVED | 2019-05-07 |
Branch Locations
50 South Sixth Street Suite 975, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sovereign Wealth Solutions, Inc. | Excelsior | MN | 10/2007 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-28 |
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