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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-11
CT RA APPROVED 2002-08-21
  • TX RA
    APPROVED_RES
    Since 2023-05-11
  • CT RA
    APPROVED
    Since 2002-08-21

Branch Locations

1495 Black Rock Tpke Ste 2A, Fairfield, CT 06825-4165 • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fairfield CT 09/2005 03/2020
Ameriprise Financial Services, Llc Fairfield CT 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 6&8 Garden Drive, Fairfield, CT 06825, ,; Not Investment-Related; 11/01/2014 / Multi-Family; 31 Greenlawn Dr, Fairfield, Ct 06825, ,; Not Investment-Related; 04/01/2019. Business Ownership; FUNDAMENTAL IMPACT, LLC; ; Provide office and administrative assistance to Matt Webber. Also used to accept payment for expert witness services when applicable.; 1495 Black Rock Tpke, Ste 2AFAIRFIELD, CT 06825, ,; Not Investment-Related; 04/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; FAIRFIELD FITS; Member; 4454 BLACK ROCK TPKE, , FAIRFIELD, CT, 06824; Not Investment-Related; 05/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-20
  • S66 Uniform Combined State Law Examination
    2002-08-20

View on SEC IAPD

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