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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 06/2010 | 09/2023 |
| Invesco Advisers, Inc. | Atlanta | GA | 06/2010 | 09/2023 |
| First State Bank | St. Charles | MO | 10/2023 | Present |
| Lpl Financial | St. Charles | MO | 10/2023 | Present |
1) 10/20/2023- First State Wealth Advisors - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-23 |
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