Christian Nickolas Pappas

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-31

NY RA
APPROVED

Since 2021-03-31

Branch Locations

255 Woodcliff Drive 1St Floor, Fairport, NY 14450 • United States

Penfield, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Foresters Advisory Services Llc	Rochester	NY	05/2014	06/2019
Foresters Financial Services	Rochester	NY	10/2015	06/2019
Cetera Investment Services Llc	St Cloud	MN	06/2019	Present
Cetera Investment Advisers Llc	Fairport	NY	06/2019	Present

05/2014 → 06/2019

Foresters Advisory Services Llc

Rochester, NY
10/2015 → 06/2019

Foresters Financial Services

Rochester, NY
06/2019 → Present

Cetera Investment Services Llc

St Cloud, MN
06/2019 → Present

Cetera Investment Advisers Llc

Fairport, NY

Previous Registrations

2014-05-20 → 2019-06-24

Foresters Advisory Services, Llc

Fairport, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-07
S63	Uniform Securities Agent State Law Examination	2002-07-03

S66 Uniform Combined State Law Examination

2014-05-07
S63 Uniform Securities Agent State Law Examination

2002-07-03

Other Names

Christian N Pappas

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews