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William Austin Duncan

Ubs Financial Services Inc.

Louisville, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-09-04
KY RA APPROVED 2004-01-05
  • TX RA
    APPROVED_RES
    Since 2007-09-04
  • KY RA
    APPROVED
    Since 2004-01-05

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Louisville KY 05/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-08
  • S66 Uniform Combined State Law Examination
    2002-07-08
Other Names
  • William A. (Chip) Duncan

View on SEC IAPD

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