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Thomas Joseph Perna

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-06-07
TX RA APPROVED 2022-12-05
  • DC RA
    APPROVED
    Since 2023-06-07
  • TX RA
    APPROVED
    Since 2022-12-05

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Washington DC 07/2017 Present
Jpmorgan Securities Llc Washington DC 07/2017 Present
Cpt Capital Llc New York NY 07/2014 07/2017
  • 07/2017 → Present
    Jpmorgan Chase Bank Na
    Washington, DC
  • 07/2017 → Present
    Jpmorgan Securities Llc
    Washington, DC
  • 07/2014 → 07/2017
    Cpt Capital Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-05
S63 Uniform Securities Agent State Law Examination 2017-08-31
  • S65 Uniform Investment Adviser Law Examination
    2022-12-05
  • S63 Uniform Securities Agent State Law Examination
    2017-08-31
Other Names
  • Tom Perna
  • Thomas Joseph Perna

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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