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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-07 |
| KS | RA | APPROVED | 2025-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Great Bend | KS | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Great Bend | KS | 11/2018 | 04/2019 |
| Lpl Financial Llc | Hays | KS | 04/2019 | 01/2025 |
| Raymond James Financial Services, Inc. | Wichita | KS | 12/2025 | Present |
| Riedl First Securities Company Of Kansas | Wichita | KS | 03/2025 | 10/2025 |
| Raymond James Financial Services Advisors, Inc. | Wichita | KS | 12/2025 | Present |
(1) Name of Business: Address: 7330 W 33rd St N Ste 112, Wichita, KS, 67205, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/30/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Solicit and service life and property casualty insurance\n (2) Name of Business: Ax Planning Address: 7330 W 33rd St N Ste 112, Wichita, KS, 67205, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/20/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Solicit new prospects and service existing accounts (3) Name of Business: Drop it Off Storage Address: 2230 S Liberty St, Wichita, KS, 67235, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Show and rent outdoor storage space for campers and RV's. (4) Name of Business: Jokers Wild LLC Address: 2230 S Liberty St, Wichita, KS, 67235, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 04/28/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a 25% owner in Jokers Wild LLC. Jokers WIld owns a 1/8 working interest in an oil well in Ellis County.\nJokers WIld LLC is not looking to expand, or search for further investments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-05 |
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