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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-07
KS RA APPROVED 2025-12-10
  • TX RA
    APPROVED_RES
    Since 2026-01-07
  • KS RA
    APPROVED
    Since 2025-12-10

Branch Locations

7330 W 33Rd St N Ste 112, Wichita, KS 67205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Great Bend KS 05/2016 11/2018
Royal Alliance Associates, Inc. Great Bend KS 11/2018 04/2019
Lpl Financial Llc Hays KS 04/2019 01/2025
Raymond James Financial Services, Inc. Wichita KS 12/2025 Present
Riedl First Securities Company Of Kansas Wichita KS 03/2025 10/2025
Raymond James Financial Services Advisors, Inc. Wichita KS 12/2025 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Great Bend, KS
  • 11/2018 → 04/2019
    Royal Alliance Associates, Inc.
    Great Bend, KS
  • 04/2019 → 01/2025
    Hays, KS
  • 12/2025 → Present
    Raymond James Financial Services, Inc.
    Wichita, KS
  • 03/2025 → 10/2025
    Riedl First Securities Company Of Kansas
    Wichita, KS
  • 12/2025 → Present
    Wichita, KS
Previous Registrations
Other Businesses

(1) Name of Business: Address: 7330 W 33rd St N Ste 112, Wichita, KS, 67205, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/30/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Solicit and service life and property casualty insurance\n (2) Name of Business: Ax Planning Address: 7330 W 33rd St N Ste 112, Wichita, KS, 67205, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/20/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Solicit new prospects and service existing accounts (3) Name of Business: Drop it Off Storage Address: 2230 S Liberty St, Wichita, KS, 67235, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Show and rent outdoor storage space for campers and RV's. (4) Name of Business: Jokers Wild LLC Address: 2230 S Liberty St, Wichita, KS, 67235, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 04/28/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a 25% owner in Jokers Wild LLC. Jokers WIld owns a 1/8 working interest in an oil well in Ellis County.\nJokers WIld LLC is not looking to expand, or search for further investments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-05
  • S66 Uniform Combined State Law Examination
    2001-04-05
Other Names
  • Shannon Dean Stauth
  • Shannon Stauth

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