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John Joseph Stephens

Tci Wealth Advisors, Inc.

Tucson, AZ

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Current Employers
Tci Wealth Advisors, Inc.

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2000-02-24
  • AZ RA
    APPROVED
    Since 2000-02-24

Branch Locations

4011 E. Sunrise Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tci Asset Managers, Inc. Tucson AZ 01/2000 Present
  • 01/2000 → Present
    Tci Asset Managers, Inc.
    Tucson, AZ
Other Businesses

sine 2015, managing partner of 5 Daughters, LLC which owns a commercial real estate building. Duties include attending meetings to deal with building maintenance and rental. Approximately 2 hours per month is devoted to this entity, none of the time during security trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-22
  • S65 Uniform Investment Adviser Law Examination
    2000-02-22
Designations

View on SEC IAPD

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