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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-05-06
TN RA APPROVED 2024-05-01
  • OR RA
    APPROVED
    Since 2024-05-06
  • TN RA
    APPROVED
    Since 2024-05-01

Branch Locations

1500 Nw Bethany Blvd Ste 180, Beaverton, OR 97006 • United States

Oak Ridge, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, Lp Orange CA 04/2013 05/2024
Lpl Financial Llc Oak Ridge TN 05/2024 Present
  • 04/2013 → 05/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 05/2024 → Present
    Oak Ridge, TN
Previous Registrations
  • 2022-07-08 → 2024-05-01
    Crown Capital Securities, L.P.
    Lake Oswego, OR
    Tigard, OR
    Portland, OR
    Oak Ridge, TN
    Orange, CA
  • 2012-09-05 → 2013-04-25
    Foresters Advisory Services, Llc
    Beaverton, OR
Other Businesses

1. 05/01/2024 - HAYASHI WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/16/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-07
S63 Uniform Securities Agent State Law Examination 2002-07-09
  • S65 Uniform Investment Adviser Law Examination
    2022-07-07
  • S63 Uniform Securities Agent State Law Examination
    2002-07-09

View on SEC IAPD

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