Kevin Shawn Kolb

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-10-08
TX	RA	APPROVED_RES	2021-10-05

AZ RA
APPROVED

Since 2021-10-08
TX RA
APPROVED_RES

Since 2021-10-05

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	10/1999	Present
Vanguard Marketing Corporation	Scottsdale	AZ	10/1999	Present
Vanguard Advisers, Inc.	Scottsdale	AZ	10/2021	Present

10/1999 → Present

The Vanguard Group, Inc.

Scottsdale, AZ
10/1999 → Present

Vanguard Marketing Corporation

Scottsdale, AZ
10/2021 → Present

Vanguard Advisers, Inc.

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-01
S63	Uniform Securities Agent State Law Examination	2002-06-26

S66 Uniform Combined State Law Examination

2021-10-01
S63 Uniform Securities Agent State Law Examination

2002-06-26

View on SEC IAPD

Employer firm

Current Employers

Vanguard Advisers, Inc.

Disclosures

Employment History

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews