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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-06 |
| MO | RA | APPROVED | 2007-07-26 |
| KS | RA | APPROVED | 2006-08-12 |
Branch Locations
4622 Pennsylvania Avenue 8Th Floor, Kansas City, MO 64112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Leawood | KS | 08/2006 | Present |
1)BACK BAR OF KANSAS WILL BE A SECRETARY AND START ON 1/4/07. 2)KANSAS CITY COUNTRY CLUB, 6200 INDIAN LANE, MISSION HILLS, KS 66208. WILL START ON 1/1/07, BOARD MEMBER, 10 HOURS PER MONTH. 3)KANSAS CITY COUNTRY CLUB, 6200 INDIAN LANE, MISSION HILLS, KS 66208. 11/16/06, BOARD MEMBER, 5 HOURS PER MONTH. 5)PLAZA CLUB/PRESIDENT/1 HR. PER MONTH/SOCIAL CLUB. 6) NELSON ATKINS MUSEUM OF ART 4525 OAK KANSAS CITY, MISSOURI 64111 / ARTS ORGANIZATION. I WILL SERVE ON THEIR INVESTMENT COMMITTEE / NON-PROFIT ORGANIZATION / 1 HOUR PER MONTH / INVOLVEMENT SINCE 02/08/2010 / POSITION HELD - COMMITTEE MEMBER. 7)THE PLAZA CLUB NO ADDRESS/ SOCIAL GROUP / WEEKLY BREAKFAST GROUP THAT MEETS TO HEAR SPEAKERS / PRESIDENT / START DATE 05/14/2010. 7) KANSAS CITY PUBLIC TELEVISION125 EAST 35TH STREETKANSAS CITY, MISSOURI 64108 / 125 EAST 31ST STREET KANSAS CITY, MO 62108 / CHARITY / BROADCASTING, MEDIA & PUBLISHING / PUBLIC TELEVISION STATION / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / OFFICER / CHAIRMAN OF BOARD OF DIRECTORS / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE 10/31/2010- 10/31/2012 / 15 HRS PER MONTH. 8)BackBar of Nebraska/ NA NA,NA NA / Company/ Agriculture & Livestock / family farm operation / Officer / / none / Start Date 1/1/16-4/1/50/ 9) Pembroke Hill School / 400 west 51st street kansas city,MO 64112 / Other/ Education / education / Member of Board of Directors / / trustee / Start Date PRIVATE SCHOOL 1/1/16-4/28/34 / 10) Nelson Atkins Museum of ARt / 4525 Oak Street Kansas City,mo 66208 / Foundation/ Charities, Cultural, Educational & Political Organisations / art museum / Member of a committee with management or supervisory functions / / Endowment Investment Committee / Start Date 06/01/2016 / 11) The River Club / 611 W 8th Street Kansas City Kansas City, Missouri 64111 / Other/ Charity / Dining Club / Other / secretary / SECRETARY / Start Date 2/1/2019 12) Childrens Mercy Hospital Foundation / United States / 2401 Gillham Road, kansas city 64108 / Charity / childrens hospital / Advisor or advisory group member if advice given may influence an officer/board / investment committee / Start Date 4/30/2020 13)NAME OF OTHER BUSINESS: Kansas City Art Institute / INVESTMENT RELATED?: N / ADDRESS: 4415 Warwick, Kansas City,MO/ NATURE OF THE BUSINESS: art school / POSITION: board of trustees / START DATE:7/1/2023/ HOURS DEVOTED TO BUSINESS:NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-26 |
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