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Michael Paul Dugas

Ameriprise Financial Services, LLC

Baton Rouge, LA

Baton Rouge, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-24
TX RA APPROVED 2006-09-28
  • LA RA
    APPROVED
    Since 2015-07-24
  • TX RA
    APPROVED
    Since 2006-09-28

Branch Locations

1500 Lobdell Ave Ste A, Baton Rouge, LA 70806 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Baton Rouge LA 09/2005 03/2020
Ameriprise Financial Services, Llc Baton Rouge LA 03/2020 Present
Other Businesses

Business Ownership; MD Business Ventures; Mgt, Accounting; Consulting; 1747 Shawn Drive, , Baton Rouge, LA, 70806; Not Investment-Related; 07/15/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-08
  • S66 Uniform Combined State Law Examination
    2005-12-08

View on SEC IAPD

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